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27 BKC, C 27, G Block,
Bandra Kurla Complex,
Telephone No.: 022 43360000,
Fax No.: 022 67132430.
Website: www.kotak.com / www.kotaksecurities.com .
Infinity IT Park,
Bldg. No 21,
Opp. Film City Road,
A K Vaidya Marg,
Telephone No: 42856825.
SEBI Registration No. INZ000200137(Member of NSE, BSE, MSE, MCX & NCDEX),
Kotak Securities Limited: AMFI-registered Mutual Fund Distributor. AMFI ARN: 0164,
PMS INP000000258 and
Research Analyst INH000000586.
Compliance Officer Details:
Mr. Sanjayu Nair. Call: 022 - 4285 8484, or Email: firstname.lastname@example.org .
Investments in securities market are subject to market risks, read all the related documents carefully before investing.
Please read the SEBI prescribed Combined Risk Disclosure Document prior to investing. Brokerage will not exceed SEBI prescribed limit.
KSL is a distributor for Non-Broking Products/Services such as Mutual Funds, Research, Insurance, PMS, Smallcase, Global Investing, any other Third Party Products/Services etc. All disputes with respect to the distribution activity of these non-exchange products, would not have access to Exchange investor redressal forum or Arbitration mechanism. Kindly also refer to the detailed disclaimer for Third Party Products.
Account opening - The account would be opened after all the procedures relating to IPV and client due diligence is completed.
|Details of||Contact Person||Address||Contact No.||Email Id|
|Customer care||Mr. Tabrez Anwar||Kotak Securities Ltd., 2nd Floor, Neptune Elements, Road No 22,Wagle Industrial Estate, Kisan Nagar, Thane (West), Thane Maharashtra, 400604||18002099191/ email@example.com firstname.lastname@example.org|
|Head of Customer care||Mr. Hitesh Sindhwani||Kotak Securities Ltd., 2nd Floor, Neptune Elements, Road No 22,Wagle Industrial Estate, Kisan Nagar, Thane (West), Thane Maharashtra, email@example.com|
|Compliance Officer||Mr. Sanjayu Nair||Kotak Towers, 8th Floor, Building No.21, Infinity Park, Off Western Express Highway, Malad (East), Mumbai, Maharashtra - firstname.lastname@example.org|
|CEO||Mr. Jaideep Hansraj||Kotak Towers, 8th Floor, Building No.21, Infinity Park, Off Western Express Highway, Malad (East), Mumbai, Maharashtra - email@example.com|
In absence of response/complaint not addressed to your satisfaction, you may lodge a complaint with SEBI at https://scores.gov.in/scores/Welcome.html or Exchange at https://investorhelpline.nseindia.com/NICEPLUS/ , https://bsecrs.bseindia.com/ecomplaint/frmInvestorHome.aspx , Investor Service Centre | National Commodity & Derivatives Exchange Limited (ncdex.com), https://igrs.mcxindia.com/ Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal or Depository at https://www.epass.nsdl.com/complaints/websitecomplaints.aspx and https://www.cdslindia.com/Footer/grievances
In case any specific security/securities are displayed in the advertisement as examples , disclaimer that “The securities quoted are exemplary and are not recommendatory” should be mentioned.
In case of talking about past performance of any scrip or product , “Past performance is not a guide for future performance”.
Referrer - A person (an existing client) who refers a new client (Referee).
Referee - A person whose reference is given by Referrer.
Referral Point - Points earned by the Referrer when the Referee successfully opens and activates the trading and demat account
Referrer Ledger - Ledger maintained for the purpose of crediting Referral amount
The benefits are not available for MCX Exchange/ Segment
Benefits for Referrer:
The eligible Referrer shall be eligible to earn Referral Points on completion of various stages as follows:
A. 250 Referral Points upon each successful Referee account opened in a month, subject to a maximum cap of 3 referral accounts.
B. 250 Referral Points upon completion of trade turnover (buy + sell transactions) worth Rs. 5,000 or more by the referee in the first 30 days from the date of account opening, subject to a maximum cap of 3 referral accounts in a month.
C. Whenever the Referee person trades, 10% value of the brokerage generated will be credited to the Referrer as Referral Points, for 2 years. (For detailed explanation of the Referrer's earnings read Point 3, 4, 5 & 6 below
Referral Points earned can be redeemed by the Referrer in following two ways:
Terms & Conditions about Redemption:
Terms and Conditions of Referrer in the Referral Program:
I / Referrer hereby declare/s, agree/s, understand/s, acknowledge/s and confirm/s that,
d. Referral scheme eligibility will be for the period when the referred account is opened irrespective of when the Referral was done
Note: The above terms and conditions of aforesaid Referral program shall differ for the Referral Partners or Social Media Influencers. In case, if a Referral Partner or Social Media Influencer requires any information about respective Referral Program, the individual may reach out to us on 18002099191
To check previous T&C from 1st March, 2022 to 11th July, 2022, click here
Terms & Conditions:
Terms & Conditions
In line with SEBI Circular for Mutual Funds (MF) dated August 22, 2011, the Client who places the order for purchasing MF with Kotak Securities Limited (KS) under 'Execution Only' category agrees and confirms as under;
Axis Mutual Fund, Aditya Birla Sun Life Mutual Fund, Bnp Paribas Mutual Fund, Canara Robeco Mutual Fund, Dhfl Pramerica Mutual Fund, Dsp Blackrock Mutual Fund, Franklin Templeton Mutual Fund, Hdfc Mutual Fund Hsbc Mutual Fund, Icici Prudential Mutual Fund, Idfc Mutual Fund, Jm Financial Mutual Fund, Kotak Mahindra Mutual Fund, L&T Investment Mutual Fund, Lic Mutual Fund, Principal Mutual Fund, Reliance Mutual Fund, Religare Invesco Mutual Fund, Sbi Mutual Fund, Sundaram Mutual Fund, Tata Mutual Fund, Uti Mutual Fund, Mirae Asset Global Investments (India) Pvt. Ltd.
Note - The above details are also available on Kotak Securities Ltd website - http://www.kotaksecurities.com/ksweb/Our-Offerings/Asset-Classes/Easy-Mutual-Funds
About the Product : Clients opening Online or Offline account can subscribe to this product by paying one time annual subscription fees.
T&C Details :
By referring to any particular sector, Kotak Securities Limited does not provide any promise or assurance of favourable view for a particular industry or sector or business group in any manner. The investor is requested to take into consideration all the risk factors including their financial condition, suitability to risk return profile and take professional advice before investing. Such representations are not indicative of future results.
Kotak Securities Limited is a corporate trading and clearing member of Bombay Stock Exchange Limited (BSE), National Stock Exchange of India Limited (NSE), and Metropolitan Stock Exchange of India Limited (MSE) National Commodity and Derivatives Exchange (NCDEX) and Multi Commodity Exchange (MCX). Our businesses include stock broking, services rendered in connection with distribution of primary market issues and financial products like mutual funds and fixed deposits, depository services and Portfolio Management. Kotak Securities Limited is also a depository participant with National Securities Depository Limited (NSDL) and Central Depository Services (India) Limited (CDSL). Kotak Securities Limited is also registered with Insurance Regulatory and Development Authority as Corporate Agent for Kotak Mahindra Old Mutual Life Insurance Limited and is also a Mutual Fund Advisor registered with Association of Mutual Funds in India (AMFI). We are registered as a Research Analyst under SEBI (Research Analyst) Regulations, 2014.
Apart from KSL’s own products / services, KSL is also acting as a distributor of third party products or Mutual Funds, PMS services, Long Short Strategies, 足球电子竞技联赛 /ESOP financing, Loan against shares, Loan against property, Debt Mutual Funds, Bonds / NCD’s, Fixed Maturity Plans, Hybrid Funds, Insurance plans, Nifty Link Debenture, Equity /debt structure, Alternative Investment Funds, AMCs, structured Product / Services etc. The products, services and benefits referred to herein are subjected to the terms and conditions governing them as specified by KSL / third party from time to time. Nothing contained herein shall constitute or be deemed to constitute an advice, invitation or solicitation to sell/purchase of any products/services of KSL / third parties and is not intended to create any rights and obligations. KSL does not accept any responsibility for any loss or damage incurred by anyone in reliance on anything set out in this document. The information set out herein is subject to modification and may change materially. Any investment in such third party products / services shall constitute a binding contract between you and the third party company. KSL shall not be liable or responsible for any loss, claim or shortfall resulting from third party’s products/services. Whether to accept the third party products / services offered by KSL shall be at your sole discretion, independent analysis and at your own evaluation of the risk involved. However, KSL does not guarantee or warrant the accuracy, adequacy or completeness of any third party services offered by KSL. KSL holds no responsibility as regard to the fees, any discrepancies, errors or omissions, losses, damages or any other transaction between you and third party. Please note that any dispute, claim, difference or any type of complaint pertaining to the services provided by third parties, shall not be entertained by KSL and you will not have recourse to dispute redressal mechanism/arbitration mechanism/investor protection schemes of the Stock Exchanges/SEBI. Any Dispute, claim, difference or any complaint shall be subjected to the respective agreements / transaction entered by you with such third party/parties. KSL specifically states that KSL or any of its directors, employees, authorized person etc shall not hold any financial liability or contingent liability towards you/any third party in respect of transactions between you and third party. KSL has no direct or indirect business relationship with the above mentioned third-party research service provider for providing the said Research recommendation.
Kotak Securities Limited act as a referral for the third party products and does not own any liability for the said products. Since these are not Exchange traded product and Kotak Securities Limited is acting as distributor/referrer, all disputes with respect to the distribution/referral activity, would not have access to Exchange investor redressal forum or Arbitration mechanism.
Global investing: The aforesaid content is for information purpose only and may have been sourced from publicly available sources or otherwise. KSL does not guarantee the authenticity and veracity of the material shared. KSL through this material does not in any way solicit any offer to transact in any financial instrument referred in this material, whether explicitly mentioned or otherwise. KSL does not provide any research or advise on any financial instruments available in international markets for the clients who have opted for investing in any such markets. The paths shared herein are for the ease of reference of the client, which is only to guide the client on how to redirect to the partner’s platform wherein client may review any content at their own discretion. The client understands and agrees that KSL is not aware nor liable for any content shared by the partner on its platform. The clients are required to carry out their own investigation, analysis, seek professional advice, gain complete knowledge and educate themselves on all the possible risks involved before entering into any investment. The clients also agree to keep themselves aware of the various rules and regulations of the Exchanges, Regulators and all applicable Authorities of the markets in which they opt to transact through the partner’s platform.
Involvement of Kotak Securities Limited is restricted to Referral Only. Kotak Securities Limited does not offer this product directly to customers. Client’s details will be shared with third party stockbroker (Interactive Brokers LLC.) with expressed consent from clients. All dealings including KYC will be executed by third party stockbroker (Interactive Brokers LLC.) directly with client and Kotak securities Ltd. will not incur any personal financial liability. The securities quoted are exemplary and are not recommendatory. Involvement of Kotak Securities Limited is restricted to Referral Only.
KSL established in 1994, is a subsidiary of Kotak Mahindra Bank Limited. KSL is one of India's largest brokerage and distribution house. KSL is a corporate trading and clearing member of Bombay Stock Exchange Limited (BSE), National Stock Exchange of India Limited (NSE), Metropolitan Stock Exchange of India Limited (MSE), National Commodity and Derivatives Exchange (NCDEX) and Multi Commodity Exchange (MCX). Our businesses include stock broking, services rendered in connection with distribution of primary market issues and financial products like mutual funds and fixed deposits, depository services and Portfolio Management. KSL is also a depository participant with National Securities Depository Limited (NSDL) and Central Depository Services (India) Limited (CDSL). KSL having composite license no.CA0268 is a Corporate Agent of Kotak Mahindra Life Insurance Company Limited and Kotak Mahindra General Insurance Company Limited and is also a Mutual Fund Advisor registered with Association of Mutual Funds in India (AMFI). We are registered as a Research Analyst under SEBI (Research Analyst) Regulations, 2014. We hereby declare that our activities were neither suspended nor we have defaulted with any stock exchange authority with whom we are registered in last five years. However SEBI, Exchanges and Depositories have conducted the routine inspection and based on their observations have issued advise/warning/deficiency letters/ or levied minor penalty on KSL for certain operational deviations. We have not been debarred from doing business by any Stock Exchange / SEBI or any other authorities; nor has our certificate of registration been cancelled by SEBI at any point of time.
We offer our research services to clients as well as our prospects.
Smallcase/baskets are not an exchange approved product and disputes related to the same will not be dealt on the Exchange platform.
The recommendations that will be recommended herein are general recommendations , for information and must not be reproduced or redistributed to any other person. Persons into whose possession this may come are required to observe these restrictions. This is for the personal information of the recipient, and we are not soliciting any action based upon it. This is not to be construed as an offer to sell or the solicitation of an offer to buy any securities in any jurisdiction where such an offer or solicitation would be illegal. It is for the general information of clients of Kotak Securities Ltd. It does not constitute a personal recommendation or take into account the particular investment objectives, financial situations, or needs of individual clients. Neither KSL, nor any person connected with it, accepts any liability arising from the use of such recommendations. The recipients should rely on their own investigations and take their own professional advice. Price and value of the investments referred may go up or down. Past performance is not a guide for future performance. Certain transactions -including those involving futures, options and other derivatives as well as non-investment grade securities - involve substantial risk and are not suitable for all investors. Reports based on technical analysis centers on studying charts of a stock's price movement and trading volume, as opposed to focusing on a company's fundamentals and as such, may not match with a report on a company's fundamentals.
Opinions expressed are the current opinions as of the date appearing on the relevant material only. While we endeavor to update on a reasonable basis the information discussed, there may be regulatory, compliance or other reasons that prevent us from doing so. Prospective investors and others are cautioned that any forward-looking statements are not predictions and may be subject to change without notice. Our proprietary trading and investment businesses may make investment decisions that are inconsistent with the recommendations expressed herein.
The paid/fee based smallcases have an access-fee to it that the client is required to pay in order to view the constituents of the basket and invest in them. The fees charged by Kotak Securities Limited is towards the service fee and same does not guarantee any returns or assurances on any investment/product availed by the client. KSL will not be responsible for lost profits, revenues, or data, financial losses, direct or indirect, special, consequential, exemplary, notional or punitive damages. In all cases, KSL will not be held liable for expense, loss or damage that is not reasonably foreseeable.
KSL does not make any promises, commitments, guarantees about paid/fee based smallcases or related offerings, when permitted by law, KSL will not be responsible for lost profits, revenues, or data, financial losses, direct or indirect, special, consequential, exemplary, notional or punitive damages. To the extent permitted by law, KSL exclude all warranties, guarantees, conditions, representations, and undertakings.
Kotak Securities Limited has two independent equity research groups: Institutional Equities and Private Client Group. The views and opinions expressed in this document may or may not match or may be contrary with the views, estimates, rating, target price of the Private Client Group or Institutional Equities Research Group of Kotak Securities Limited.
We and our affiliates/associates, officers, directors, and employees, Research Analyst(including relatives) worldwide may: (a) from time to time, have long or short positions in, and buy or sell the securities thereof, of company (ies) mentioned herein or (b) be engaged in any other transaction involving such securities and earn brokerage or other compensation or act as a market maker in the financial instruments of the subject company/company (ies) discussed herein or act as advisor or lender / borrower to such company (ies) or have other potential/material conflict of interest with respect to any recommendation and related information and opinions at the time of publication of Research Report or at the time of public appearance. KSL may have proprietary long/short position in the above mentioned scrip(s) and therefore may be considered as interested. The views being provided are general in nature and does not consider risk appetite or investment objective of particular investor; readers are requested to take independent professional advice before investing. This should not be construed as invitation or solicitation to do business with KSL. KSL is also a Portfolio Manager. Portfolio Management Team (PMS) takes its investment decisions independent of the recommendation that will be provided/PCG/Institutional Equities research and accordingly PMS may have positions contrary to such recommendations including PCG/Institutional Equities research recommendation. KSL does not provide any promise or assurance of favorable view for a particular industry or sector or business group in any manner. The investor is requested to take into consideration all the risk factors including their financial condition, suitability to risk return profile and take professional advice before investing.
No part of this may be duplicated in any form and/or redistributed without KSL's prior written consent.
Details of Associates are available on our website ie www.kotak.com
Note that the research analysts contributing to the research report may not be registered/qualified as research analysts with FINRA; and Such research analysts may not be associated persons of Kotak Mahindra Inc and therefore, may not be subject to NASD Rule 2711 restrictions on communications with a subject company, public appearances and trading securities held by a research analyst account.
Any U.S. recipients of the research who wish to effect transactions in any securities covered by the report should do so with or through Kotak Mahindra Inc. (Member FINRA/SIPC) and (ii) any transactions in the securities covered by the research by U.S. recipients must be effected only through Kotak Mahindra Inc. (Member FINRA/SIPC) at 369 Lexington Avenue 28th Floor NY NY 10017 USA (Tel:+1 212-600-8850).
KSL and its non US affiliates may, to the extent permissible under applicable laws, have acted on or used this research to the extent that it relates to non US issuers, prior to or immediately following its publication. This should not be construed as an offer to sell or the solicitation of an offer to buy any securities in any jurisdiction where such an offer or solicitation would be illegal. This research and its respective contents do not constitute an offer or invitation to purchase or subscribe for any securities or solicitation of any investments or investment services. Accordingly, any brokerage and investment services including the products and services described are not available to or intended for Canadian persons or US persons.
Kotak Securities Limited. Registered Office:27 BKC, C 27, G Block, Bandra Kurla Complex, Bandra (E), Mumbai 400051. Telephone No.: 022 43360000, Fax No.: 022 67132430.Correspondence Address: Infinity IT Park, Bldg. No 21, Opp. Film City Road, A K Vaidya Marg, Malad (East), Mumbai 400097. Telephone No: 42856825. Website: www.kotak.com / www.kotaksecurities.com. CIN: U99999MH1994PLC134051. SEBI Registration No. INZ000200137(Member of NSE, BSE, MSE, MCX & NCDEX), Member Id: NSE-08081; BSE-673; MSE-1024; MCX-56285; NCDEX-1262.AMFI ARN 0164, PMS INP000000258 and Research Analyst INH000000586. NSDL/CDSL: IN-DP-NSDL-23-97. Compliance Officer Details: Mr. Sanjayu Nair. Call: 022 - ___________, or Email: firstname.lastname@example.org. Investments in securities market are subject to market risks, read all the related documents carefully before investing. The information is only for consumption by the client and such material should not be redistributed. Our research should not be considered as an advertisement or advice, professional or otherwise. The investor is requested to take into consideration all the risk factors including their financial condition, suitability to risk return turn profile and the like and take professional advice before investing. Derivatives are a sophisticated investment device. The investor is requested to take into consideration all the risk factors before actually trading in derivative contracts.
Level 1- For Trading related queries, contact our customer service at email@example.com or call us on Toll free numbers 1800 209 9191 (weekdays 8:00am to 6:00 pm & Saturday 9:00 am to 2:00 pm)
Level 2- You may write to us at firstname.lastname@example.org
Level 3- You may write to us at email@example.com or call us on 022-42858208
Level 4 - You may contact our Compliance Officer (Name: Mr. Sanjayu Nair) at firstname.lastname@example.org or call on 91- (022) _____________.
Level 5 - You may also approach Managing Director / CEO (Mr. Jaideep Hansraj) at email@example.com or call on 91-(022) 4285
smallcase is receiving consideration from KSL for providing technology solutions and related backend infrastructure for facilitating transactions in investment products.
Whether smallcase or WCPL or their associate company/ies or their research analysts including their relatives have any financial interest in the Subject Company** and nature of such financial interest - No
Whether smallcase or WCPL or their associate company/ies or their research analysts including their relatives have actual/beneficial ownership of 1% or more in the securities of Subject Company at the end of the month immediately preceding the date of publication of the document- No
Whether the smallcase or WCPL or their associate company/ies or their research analysts including their relatives has received any compensation or any other benefits from the Subject Company or third party in connection with the research report or any other activity- No
Whether Directors of smallcase or WCPL or their associate company/ies and their Research Analysts has served as an officer, director or employee of the subject company: No
Whether the smallcase or WCPL or their associate company/ies or their research analysts has been engaged in market making activity of the subject company. No
Whether the smallcase or WCPL or their associate company/ies or their research analysts including relatives have any other material conflict of interest at the time of publication of the research report or at the time of public appearance: No
Whether smallcase or WCPL or their associate company/ies have managed or co-managed public offering of securities for the subject company in the past twelve months: No
Whether smallcase or WCPL or their associate company/ies company have received any compensation for investment banking or merchant banking or brokerage services from the subject company. No
Whether smallcase or WCPL or their associate company/ies have received any compensation for products or services other than investment banking or merchant banking or brokerage services from the subject company - No
**Subject Company means companies recommended by smallcase/WCPL
A graph of daily closing prices of securities is available at https://www.nseindia.com/ChartApp/install/charts/mainpage.jsp and http://economictimes.indiatimes.com/markets/stocks/stock-quotes. (Choose a company from the list on the browser and select the "three years" icon in the price chart).
KSL shall execute the SIP orders as per SIP instruction on the SIP execution date and all such orders shall be deemed to be considered as the order placed by the Client.
This information is from a third party—Business Standard—offered through a tie-up to Kotak Securities customers. This information is provided "AS IS" and "AS AVAILABLE" basis and Kotak Securities Ltd make no representation or warranty of any kind , express or implied regarding the accuracy, adequacy, validity , reliability , availability or any completeness of the information provided herein. The third party content is not created or endorsed by any business offering products or services through it. The provision of this third party content is for general informational purposes only and does not constitute a research call, recommendation or solicitation to purchase or sell any security or make any other type of investment or investment decision. Also, the views and opinions stated in the content belong to Business Standard. Kotak Securities does not uphold nor promote any of the views. These reports do not, in any way, qualify as a Kotak Securities research report.
KSL holds no responsibility of any kind as regard to any discrepancies, errors, omissions, losses or damages. For data reference to any third party in this material no such party will assume any liability for the same. Kotak Securities Ltd and/or any affiliate of Kotak Securities Ltd does not in any way through this material solicit any offer for purchase, sale or any financial transaction/commodities/products of any financial instrument dealt in this material. Kotak Securities Ltd (including its affiliates) and any of its officers directors, personnel and employees, shall not liable for any loss, damage of any nature, including but not limited to direct, indirect, punitive, special, exemplary, consequential, as also any loss of profit in any way arising from the use of this material in any manner.
All recipients of this material should before dealing and or transacting in any of the products referred to in this material make their own investigation, seek appropriate professional advice. The recipient alone shall be fully responsible/are liable for any decision taken on the basis of this material. No part of this material may be duplicated in whole or in part in any form and or redistributed without the prior written consent of Kotak Securities Ltd. This material is strictly confidential to the recipient and should not be reproduced or disseminated to anyone else.
What you get
- On successful account open client gets below mentioned subscriptions worth Rs.1,998/- for FREE
Important Note: The above offer is valid till 30 th September, 2022 only.
Terms and Conditions